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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED_RES | 2025-09-11 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
340 Rocky Slope Rd Suite 200, Greenville, SC 29607 • United States
340 Rocky Slope Rd Ste 200, Greenville, SC 29607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Greenville | SC | 11/2000 | 09/2025 |
| Lpl Financial Llc | Greenville | SC | 09/2025 | Present |
1. 09/2025 - Ox Road Capital - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hour(s)/Month - 6.5 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 9/10/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-29 |
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