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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-11-13 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. Worthington Christian Church; 1501 N Douglas Ave, Worthington, MN 56187; Board Member, Chairman, Elder, Deacon, Treasurer; Start 1/1/2000; Approximately 10 hours/month. 2. Frosty Riders Snowmobile Club; 121 EAST AVE SOUTH RUSHMORE MN 56168; Board Member, Treasurer; Start 1/1/2000; Approximately 5 hours/month. 3. Henderson Financial and Insurance Services, LLC; 1154 Oxford Street, P.O. Box 457, Worthington, MN 56187; Owner, Financial Advisor also uses name as DBA; Start 1/1/2016; Approximately 75 hours/month. 4. Henderson Properties, LLC; 1168 Briarwood Drive, Worthington, MN 56187; Owner - office building; start date 5/7/2022; Approximately 8 hours per month. 5. Various outside insurance activities.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-05-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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