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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2010-04-16 |
| TX | RA | APPROVED_RES | 2010-03-12 |
Branch Locations
3301 Hwy 71 Ste 3 Box 334, Spirit Lake, IA 51360-0334 • United States
Spirit Lake, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Dubuque | IA | 11/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Spirit Lake | IA | 03/2020 | Present |
Real Estate Ownership; Commercial; hwy 71, , spirit lake, IA, 51360; Investment-Related; 12/05/2015. Other Business Activities; Lakes Professional Building HOA; President of HOA for office building complex; 3301 HWY 71 South, , Spirit Lake, IA, 51360; Not Investment-Related; 11/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-04-15 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-11 |
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