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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2001-01-01 |
Branch Locations
645 West San Antonio Street Suite 100, New Braunfels, TX 78130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2000 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 11/2000 | Present |
1. PROVENANCE GROUP LLC; 5088 NATURES WAY, NEW BRAUNFELS, TX 78132; PRESIDENT; START 1/1/2206; APPROX 1 HOUR/MONTH. 2. NEW BRAUNFELS DOWNTOWN ROTARY CLUB; MEMBER-CIVIC; START 7//2009; APPROX 3 HOURS/MONTH. 3. SODALIS; PASSIVE INVESTOR; START 10/1/2009; 0 HOURS. 4. SAN ANTONIO LIVE STOCK SHOW AND RODEO AUCTION COMMITTEE; MEMBER; START 2/23/2018; APPROX 2 HOURS/MONTH. 5. EQUITABLE EMPLOYEE BENEFITS GROUP; PO BOX 1507, SECAUCUS, NJ 07086; BROKER AGREEMENT; START 11/1/2020; APPROX 10 HOURS/MONTH. 6. MM33 PROPERTIES, LLC; 50% OWNER - RENTAL PROPERTIES; START 6/19/2025; APPROX 1 HOUR/MONTH. 7. VARIOUS OUTSIDE INSURANCE APPOINTMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-29 |
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