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Inactive

Susann Kathleen Haas

Wealthspire Retirement Advisory

Aliso Viejo, CA

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Current Employers
Wealthspire Retirement Advisory

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2006-03-15
  • CA RA
    APPROVED
    Since 2006-03-15

Branch Locations

120 Vantis Suite 400, Aliso Viejo, CA 92656 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Retirement, Inc. Aliso Viejo CA 04/2002 10/2025
Kestra Investment Services, Llc. Austin TX 07/2014 12/2017
Wealthspire Retirement Advisory Aliso Viejo CA 10/2025 Present
  • 04/2002 → 10/2025
    Nfp Retirement, Inc.
    Aliso Viejo, CA
  • 07/2014 → 12/2017
    Kestra Investment Services, Llc.
    Austin, TX
  • 10/2025 → Present
    Wealthspire Retirement Advisory
    Aliso Viejo, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-10
S63 Uniform Securities Agent State Law Examination 2001-12-03
  • S65 Uniform Investment Adviser Law Examination
    2005-02-10
  • S63 Uniform Securities Agent State Law Examination
    2001-12-03
Other Names
  • Susann Kathleen Bierce
  • Susann Kathleen Hass

View on SEC IAPD

Other Firms

SANCTUARY ADVISORS, LLC
ANCHOR CAPITAL
EDEN FINANCIAL
JG WEALTH MANAGEMENT, LLC
LIFETIME FINANCIAL, INC.
SST BENEFITS CONSULTING
CLARAPHI ADVISORY NETWORK, LLC
PRESTON CAPITAL

Other Investors

LUKE ROY MCKELVY
Jeffrey A Dewees
William A Schellenberg
Jay Tamkoc
ANNA THERESE WALTERS
Eric Alexander Davalos
John Kincannon
GARRETT THOMAS WATERS

Other Offices

SANCTUARY ADVISORS, LLC · ALISO VIEJO, CA
SANCTUARY ADVISORS, LLC · ALISO VIEJO, CA
ANCHOR CAPITAL · ALISO VIEJO, CA
EDEN FINANCIAL · ALISO VIEJO, CA
JG WEALTH MANAGEMENT, LLC · ALISO VIEJO, CA
LIFETIME FINANCIAL, INC. · Aliso Viejo, CA
SST BENEFITS CONSULTING · ALISO VIEJO, CA
CLARAPHI ADVISORY NETWORK, LLC · ALISO VIEJO, CA

More in Aliso Viejo, CA

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