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Jennifer Thompson

Ubs Financial Services Inc.

West Palm Beach, FL

Wellington, FL

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-12
FL RA APPROVED 2004-10-26
  • CA RA
    APPROVED
    Since 2009-10-12
  • FL RA
    APPROVED
    Since 2004-10-26

Branch Locations

525 Okeechobee Blvd Suite 1500, West Palm Beach, FL 33401 • United States

Wellington, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Miami FL 10/2004 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-13
S63 Uniform Securities Agent State Law Examination 2001-08-27
  • S66 Uniform Combined State Law Examination
    2004-12-13
  • S63 Uniform Securities Agent State Law Examination
    2001-08-27
Other Names
  • Jennifer Ann Michelle Knowles

View on SEC IAPD

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Other Offices

CLEARSKY ADVISORS LLC · WEST PALM BEACH, FL
MYRIAD ASSET MANAGEMENT ADVISORS LLC · WEST PALM BEACH, FL
TCG STRATEGIC INCOME ADVISOR LLC · WEST PALM BEACH, FL
SUNRISE MANAGER LLC · WEST PALM BEACH, FL
SRT GROUP LLC · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · WEST PALM BEACH, FL
CIBC PRIVATE WEALTH ADVISORS, INC. · West Palm Beach, FL
CRESSET ASSET MANAGEMENT, LLC · West Palm Beach, FL

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