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Stephen Vincent Spires

Raymond James & Associates, Inc.

Ocala, FL

Ocala, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-02-13
  • FL RA
    APPROVED
    Since 2019-02-13

Branch Locations

2701 Sw 34Th Street Building 100, Ocala, FL 34474 • United States

Ocala, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Ocala FL 06/2009 02/2019
Morgan Stanley Private Bank, National Association New York NY 01/2015 02/2019
Raymond James & Associates Ocala FL 02/2019 Present
  • 06/2009 → 02/2019
    Morgan Stanley Smith Barney
    Ocala, FL
  • 01/2015 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → Present
    Raymond James & Associates
    Ocala, FL
Previous Registrations
  • 2009-06-01 → 2019-02-08
    Morgan Stanley
    Ocala, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Ocala, FL
  • 2001-01-31 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ocala, FL
    Ocala, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-03
  • S66 Uniform Combined State Law Examination
    2001-01-03
Other Names
  • S. Vince Spires

View on SEC IAPD

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THOMAS RICHARD FLECK
DALE ANTHONY CAMILLO
ANDREW DAVID CAMPBELL
Casey Lane DeLuca

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
OSAIC WEALTH, INC. · Ocala, FL
LPL FINANCIAL LLC · OCALA, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
EQUITABLE ADVISORS, LLC · OCALA, FL
LPL FINANCIAL LLC · OCALA, FL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Ocala, FL
CANOPY 360 WEALTH, LLC · OCALA, FL

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