Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2005-01-25
CO RA APPROVED 2004-04-14
  • TX RA
    APPROVED_RES
    Since 2005-01-25
  • CO RA
    APPROVED
    Since 2004-04-14

Branch Locations

90 S Cascade Ave, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Colorado Springs CO 01/2000 Present
Bank Of America, Na Colorado Springs CO 11/2009 Present
Other Businesses

I*2230287, Entity Type: , Name of OBA: B H, Address: Colorado Springs, Colorado, 80907, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 06-Mar-2025, No Hours: 5 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2295268, Entity Type: , Name of OBA: B G H , Address: colorado springs, Colorado, 80907, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04-Apr-2025, No Hours: 3 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-09
  • S66 Uniform Combined State Law Examination
    2004-04-09
Other Names
  • Amity L Conine
  • Amity L Herrera
  • Amity L Conine

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Colorado Springs, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor