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John Thomas Stevenson

Tiaa-Cref Individual & Institutional Services, LLC

Denver, CO

Aurora, CO

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2006-02-06
  • CO RA
    APPROVED
    Since 2006-02-06

Branch Locations

1670 Broadway, Suite 3300 Denver Regional, Denver, CO 80202-5602 • United States

Aurora, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Denver CO 07/2011 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-03
S63 Uniform Securities Agent State Law Examination 2002-11-20
  • S66 Uniform Combined State Law Examination
    2006-02-03
  • S63 Uniform Securities Agent State Law Examination
    2002-11-20

View on SEC IAPD

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