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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-08-17 |
| MN | RA | APPROVED | 2013-11-19 |
| IA | RA | APPROVED | 2002-07-29 |
Branch Locations
30 25Th Ave S Ste 101, St Cloud, MN 56301 • United States
335 Main St S, Sauk Centre, MN 56378 • United States
Saint Cloud, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Sioux City | IA | 09/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | St Cloud | MN | 03/2020 | Present |
Outside Employment; Certainty of Uncertainty, LLC; Contractor of legal entity; Compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 09/21/2022; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-07-26 |
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