Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DC | RA | APPROVED | 2026-03-06 |
| DE | RA | APPROVED | 2026-01-26 |
| IN | RA | APPROVED | 2025-03-18 |
| GA | RA | APPROVED | 2024-07-05 |
| MN | RA | APPROVED | 2024-01-23 |
| ID | RA | APPROVED | 2023-08-18 |
| MD | RA | APPROVED | 2023-07-03 |
| MT | RA | APPROVED | 2023-07-03 |
| NV | RA | APPROVED | 2022-01-19 |
| IL | RA | APPROVED | 2021-05-11 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2020-12-14 |
| TX | RA | APPROVED_RES | 2020-08-13 |
| MA | RA | APPROVED | 2020-05-22 |
| PA | RA | APPROVED | 2019-08-09 |
| WA | RA | APPROVED | 2019-04-24 |
| CT | RA | APPROVED | 2018-09-04 |
| CO | RA | APPROVED | 2018-01-19 |
| CA | RA | APPROVED | 2017-06-23 |
| AZ | RA | APPROVED | 2016-01-14 |
| NJ | RA | APPROVED | 2014-08-29 |
| FL | RA | APPROVED | 2011-08-16 |
| HI | RA | APPROVED | 2011-06-21 |
Branch Locations
5280 Carroll Canyon Road Suite 300, San Diego, CA 92121 • United States
55 Mountain Blvd, Warren, NJ 07059 • United States
500 Ala Moana Blvd Suite 3-400, Honolulu, HI 96813 • United States
Warren, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Honolulu | HI | 05/2011 | 06/2023 |
| Park Avenue Securities | Honolulu | HI | 05/2011 | 06/2023 |
| Wealth Strategy Partners | Honolulu | HI | 05/2011 | 06/2023 |
| Guardian Life Insurance Company | Warren | NJ | 06/2023 | Present |
| Park Avenue Securities | Warren | NJ | 06/2023 | Present |
| Guardian Life Insurance Company | San Diego | CA | 01/2024 | 09/2025 |
| Park Avenue Securities | San Diego | CA | 01/2024 | 09/2025 |
1. BOLI (Bank Owned Life Insurance)-Partnering with Protective Financial and Insurance Services (PFIS) to consult on and sell Bank Owned Life Insurance (BOLI), Start: 01/09/2014, Address: 677 Ala Moana Blvd Suite 720, Honolulu, HI 96813, 10 total hours per month; 10 during securities trading hours, Less than 10% annual compensation, Investment related, 2. Life, Disability and Annuity products with non-Guardian Carriers, Start: 04/18/2016, Address: 500 Ala Moana Blvd, Suite 3-400, Honolulu, HI 96813, 1 total hour per month; 1 during securities trading hours, Less than 10% annual compensation, Investment related, 3. Power of Attorney- POA for mother, Start: 10/26/2021, Address: N/A, 0 total hour per month, No annual compensation, Not Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2001-07-16 |
Reach out to this advisor