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Gina Carol Davis

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Evansville, IN

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-05
IN RA APPROVED 2018-01-04
  • TX RA
    APPROVED
    Since 2018-01-05
  • IN RA
    APPROVED
    Since 2018-01-04

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons Llc Evansville IN 11/2006 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Evansville IN 11/2017 Present
Previous Registrations
  • 2017-03-08 → 2017-12-05
    J.J.B. Hilliard, W.L. Lyons, Llc
    Evansville, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-07
S63 Uniform Securities Agent State Law Examination 2012-11-29
  • S65 Uniform Investment Adviser Law Examination
    2017-03-07
  • S63 Uniform Securities Agent State Law Examination
    2012-11-29
Other Names
  • Gina C Davis
  • Gina Davis-Cox
  • Gina Carol Davis-Cox
  • Gina Carol Davis
  • Gina Davis
  • Gina Carol Scott

View on SEC IAPD

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Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · EVANSVILLE, IN
RAYMOND JAMES & ASSOCIATES, INC. · EVANSVILLE, IN
KCPAG FINANCIAL ADVISORS LLC · EVANSVILLE, IN
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · EVANSVILLE, IN
MML INVESTORS SERVICES, LLC · Evansville, IN
KOVACK ADVISORS, INC. · Evansville, IN
EDWARD JONES · EVANSVILLE, IN
OSAIC WEALTH, INC. · EVANSVILLE, IN

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