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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-05 |
Branch Locations
800 Capitol St Pbig - Houston Ii, Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Houston | TX | 05/2016 | 07/2024 |
| Morgan Stanley Private Bank, N.A. | Houston | TX | 05/2016 | 07/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Houston | TX | 07/2024 | Present |
| Bank Of America, N.A. | Houston | TX | 09/2024 | Present |
Name: Houston Livestock Show & Rodeo Non-profit organization Investment related: No Address: Houston, Texas Nature of business: Charitable Organization Your position: Committee member Title, or relationship: Committee Member Start date: 1/4/2010 Number of hours devoted: 10 hours annually Number of hours devoted during trading hours: 0 Duties: I serve on a junior auction committee (swine auction committee) where we help children sale their pigs at a live auction held by the HLS&R. Name: Rental property 1 Investment related: No Address: Waco, Texas Nature of business: Real estate Your position: Sole owner Title, or relationship: Sole owner Start date: 03/2023 Number of hours devoted: 1 hour Monthly Number of hours devoted during trading hours: 0 Duties: Sole Proprietor/Owner I*4692309 Entity Type: Charitable Name of OBA: The Entrepreneurship Institute Address: Columbus, Ohio, 43219 Investment Related: No Position, Title, Association: Other Employee Start Date: 06/12/2026 Number of Hours: 10, Yearly Number of Hours during trading: 4, Yearly Duties: Since 1976, The Entrepreneurship Institute (TEI), a 501(c)(3) nonprofit organization, has been providing guidance to CEOs and Presidents of small and medium-sized companies through The Presidents¿ Forum, an annual conference of high-powered peers backed by a powerful network of helpful entrepreneurs and expert service providers. Executives gain invaluable insights, learn practical solutions to key challenges and discover new ways to grow their business. I will participate on the Advisory Board. This is an existing position held by a Private Wealth Advisor that left Merrill PWM in the last 40 days. I will partner with Bank of America Business Banking and host events in our building with an occasional emcee duty.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-09 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-26 |
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