Scott Brian Ramo

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-07-28
FL	RA	APPROVED	2016-06-09

TX RA
APPROVED

Since 2016-07-28
FL RA
APPROVED

Since 2016-06-09

Branch Locations

500 East Broward Blvd Suite 2200, Fort Lauderdale, FL 33394-3000 • United States

Ft. Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Fort Lauderdale	FL	06/2016	Present
City National Bank	Fort Lauderdale	FL	02/2017	Present

06/2016 → Present

Rbc Capital Markets, Llc

Fort Lauderdale, FL
02/2017 → Present

City National Bank

Fort Lauderdale, FL

Previous Registrations

2013-02-13 → 2016-06-16

Raymond James & Associates, Inc.

Ft. Lauderdale, FL

Weston, FL
2008-06-25 → 2013-02-13

Morgan Keegan & Company, Llc

Ft. Lauderdale, FL
2005-06-13 → 2008-07-15

Janney Montgomery Scott Llc

Boca Raton, FL

Ft. Lauderdale, FL
2001-05-21 → 2003-01-09

Prudential Equity Group, Llc

Coral Springs, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-06-09
S66	Uniform Combined State Law Examination	1999-09-28

S65 Uniform Investment Adviser Law Examination

2005-06-09
S66 Uniform Combined State Law Examination

1999-09-28

Designations

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Designations

Other Firms

Other Investors

Other Offices

Reviews