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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-01-05 |
| IA | RA | APPROVED | 2017-01-12 |
Branch Locations
699 Walnut St Ste 1325, Des Moines, IA 50309 • United States
2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | Present |
INDEPENDENT INSURANCE AGENT POSITION: INDEPENDENT INSURANCE AGENT NATURE: FIXED INSURANCE INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/14/2011 ADDRESS: 699 Walnut St., Suite 1325, Des Moines IA 50309, United States DESCRIPTION: SALE OF FIXED INSURANCE PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-08 |
| S66 | Uniform Combined State Law Examination | 2000-12-04 |
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