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Kathleen Jones

Morgan Stanley

Worcester, MA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-07
CT RA APPROVED 2023-10-26
  • TX RA
    APPROVED
    Since 2023-11-07
  • CT RA
    APPROVED
    Since 2023-10-26

Branch Locations

100 Front Street, Worcester, MA 01608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Worcester MA 07/1998 09/2023
Morgan Stanley Worcester MA 10/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-09
  • S66 Uniform Combined State Law Examination
    2007-06-09
Other Names
  • Kathleen Marie Early
  • Kathleen Marie Jones

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC · WORCESTER, MA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTER, MA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WORCESTER, MA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WORCESTOR, MA
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