Best Investors Account Sign in
Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-19
  • CA RA
    APPROVED
    Since 2023-10-19

Branch Locations

15373 Innovation Drive Suite 100, San Diego, CA 92128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc San Diego CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 11/2016 10/2023
Wells Fargo Advisors Financial Network, Llc San Diego CA 10/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-10-19
    San Diego, CA
    San Diego, CA
    Salt Lake City, UT
    Holladay, UT
    Holladay, UT
    Salt Lake City, UT
    San Diego, CA
    San Diego, CA
    San Diego, CA
    Portland, OR
    San Diego, CA
    Rancho Santa Fe, CA
    San Diego, CA
  • 2003-03-06 → 2003-07-01
    Prudential Equity Group, Llc
    Salt Lake City, UT
Other Businesses

LIMITED POWER OF ATTORNEY FOR FRIEND, INV RELATED, SAN DIEGO, CA, START: 06/01/2023, 1 HOUR A MONTH, 0 HOURS DURING. LONE PINE RUN INC; INV RELATED; 100% OWNERSHIP; SAN DIEGO, CA; START 10/20/2023; 350 HOURS PER MONTH; 200 HOURS DURING TRADING; FINET TRANSITION. CCS CAPITAL MANGEMENT LLC; INV RELATED; 50% OWNERSHIP; SAN DIEGO, CA; START 07/27/2023; 300 HOURS PER MONTH; 200 HOURS DURING TRADING; FINET TRANSITION.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-01-31
S63 Uniform Securities Agent State Law Examination 2003-01-08
  • S65 Uniform Investment Adviser Law Examination
    2003-01-31
  • S63 Uniform Securities Agent State Law Examination
    2003-01-08
Other Names
  • R Schaffor Clawson
  • Schaffor R Clawson
  • Schaffor R Clawson
  • Richard Schaffor Clawson
  • Richard Schaffor Clawson
  • Richard Clawson

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Diego, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor