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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-19 |
Branch Locations
15373 Innovation Drive Suite 100, San Diego, CA 92128 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Diego | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Diego | CA | 11/2016 | 10/2023 |
| Wells Fargo Advisors Financial Network, Llc | San Diego | CA | 10/2023 | Present |
LIMITED POWER OF ATTORNEY FOR FRIEND, INV RELATED, SAN DIEGO, CA, START: 06/01/2023, 1 HOUR A MONTH, 0 HOURS DURING. LONE PINE RUN INC; INV RELATED; 100% OWNERSHIP; SAN DIEGO, CA; START 10/20/2023; 350 HOURS PER MONTH; 200 HOURS DURING TRADING; FINET TRANSITION. CCS CAPITAL MANGEMENT LLC; INV RELATED; 50% OWNERSHIP; SAN DIEGO, CA; START 07/27/2023; 300 HOURS PER MONTH; 200 HOURS DURING TRADING; FINET TRANSITION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-08 |
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