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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-09-19
FL RA APPROVED 2002-01-10
  • TX RA
    APPROVED_RES
    Since 2012-09-19
  • FL RA
    APPROVED
    Since 2002-01-10

Branch Locations

301 Se 17Th St, Ocala, FL 34471 • United States

Dunnellon, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner & Smith Ocala FL 10/2001 Present
Bank Of America, Na Ocala FL 12/2009 Present
  • 10/2001 → Present
    Merrill Lynch Pierce Fenner & Smith
    Ocala, FL
  • 12/2009 → Present
    Bank Of America, Na
    Ocala, FL
Other Businesses

NAME: FAMILY FARM INVESTMENT RELATED: (YES OR NO) NO ADDRESS: NO MAILING ADDRESS IS AVAILABLE. WE RENT LAND IN LA BELLE, FLORIDA WITH NO STRUCTURE TO DELIVER TO. NATURE: WATERMELON FARM YOUR POSITION, TITLE, ASSOCIATION: CO-OWNER START DATE: 11/2004 NUMBER OF HOURS DEVOTED PER MONTH: 10 HOURS ON THE WEEKENDS NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 DUTIES: BASICALLY TO KEEP THE BOOKS AND PAY THE BILLS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-07
  • S66 Uniform Combined State Law Examination
    2002-02-07

View on SEC IAPD

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