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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-06 |
| NJ | RA | APPROVED | 2021-05-27 |
| TX | RA | APPROVED | 2021-05-27 |
Branch Locations
535 Madison Ave 16Th Fl, New York, NY 10022 • United States
Delmar, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 11/2012 | 05/2021 |
| Bank Of America, N.A. | New York | NY | 12/2012 | 05/2021 |
| Wells Fargo Clearing Services, Llc. | New York | NY | 05/2021 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; SELKIRK,NY; 100% OWNERSHIP WITH SPOUSE; START DATE 07/01/2019; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; OWNER. WELLFLEET CAPITAL PARTNERS, LLC, EAST ROCKAWAY, NY, 50% OWNERSHIP, START DATE 8/1/2013, 4 HRS PER MONTH, 0 HRS DURING TRADING, MANAGING PARTNER.; CO-TRUSTEE FOR FAMILY FRIEND, INV RELATED, BEDFORD, NY, START: 7/1/2022, 1 HR/MONTH, 0 HRS DURING TRADING. BABE RUTH LITTLE LEAGUE, NOT INVT RELATED, DELMAR, NY, TRAVEL LEAGUE COACH, START DATE 6/1/2023, 12 HRS PER MONTH, 0 HRS DURING TRADING, COACHING LITTLE LEAGUE TRAVEL TEAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-29 |
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