James Michael Leach

Employer firm

Corient CRD 319448

$165B regulatory AUM 506 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2011 → 06/2019
  Invesco
  Houston, TX
• 07/2019 → 08/2019
  Unemployed
  Houston, TX
• 09/2019 → 10/2023
  Windsor Wealth Management
  Indianapolis, IN
• 10/2023 → Present
  Corient
  Indianapolis, IN
• 10/2023 → Present
  Corient Services Llc
  Miami, FL

Previous Registrations

• 2019-10-01 → 2023-11-13
  Windsor Wealth Management, Inc.
  Miami, FL
• 2005-09-08 → 2005-10-20
  Allspring Global Investments, Llc
  San Francisco, CA
• 2001-02-09 → 2004-12-31
  Strong Capital Management Inc
  Menomonee Falls, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-01-26

Designations

• Chartered Financial Analyst