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Joseph William Kolad

LPl Financial LLC

Winter Haven, FL

Winter Haven, FL

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-08
FL RA APPROVED 2026-03-05
  • TX RA
    APPROVED_RES
    Since 2026-03-08
  • FL RA
    APPROVED
    Since 2026-03-05

Branch Locations

72 4Th St Nw, Winter Haven, FL 33881 • United States

72 4Th St Nw, Winter Haven, FL 33881 • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winter Haven FL 07/2008 03/2026
Lpl Financial Llc Winter Haven FL 03/2026 Present
Previous Registrations
  • 2008-07-24 → 2026-03-13
    Ubs Financial Services Inc.
    Winter Haven, FL
  • 2007-04-02 → 2008-07-25
    Morgan Stanley & Co. Llc
    Winter Haven, FL
  • 2003-02-18 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winter Haven, FL
    Winter Haven, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-12
  • S66 Uniform Combined State Law Examination
    2003-02-12
Other Names
  • Joseph William Koland

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
TUCKER ASSET MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
FOUNDATIONS INVESTMENT ADVISORS LLC
EDWARD JONES
MORGAN STANLEY

Other Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON
Jack Heiss
ERIC EMBREY JOHNSON
MARK D WILLIAMS
GIOVANNA NEGLIA TESTONI
BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL

More in Winter Haven, FL

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