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Richard Samuel Derose

Empirical Research Partners LLC

New York, NY

CRD 4297260

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Employer firm

Empirical Research Partners LLC CRD 123520

562 advisory clients

Reported services (Item 5G)

  • SEE SCHEDULE D - MISCELLANEOUS FOR EXPLANATION.

From the firm’s Form ADV. Read the guides:

Current Employers
Empirical Research Partners Llc

551 Fifth Avenue Suite 1800, New York`, NY 10176 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-08-23
  • NY RA
    APPROVED
    Since 2023-08-23

Branch Locations

565 Fifth Avenue 25Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Empirical Research Partners Llc New York NY 12/2012 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-11-29
  • S63 Uniform Securities Agent State Law Examination
    2010-11-29
Designations
  • Chartered Financial Analyst
Other Names
  • Richard S Derose

View on SEC IAPD

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