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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-02-16 |
Branch Locations
221 1St Avenue Sw Suite 610, Rochester, MN 55121 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Honkamp Krueger Financial Services | Dubuque | IA | 06/2015 | 02/2021 |
| Mariner Wealth Advisors | Rochester | MN | 02/2021 | Present |
Rochester Golf and Country Club; not investment related; Rochester, MN; board member; start date 11/1/25; 2 hours /month, 0 during trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-01 |
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