Leslie Chang

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → Present
  Ubs Financial Services Inc
  Los Angeles, CA

Previous Registrations

• 2009-06-01 → 2012-10-05
  Morgan Stanley
  Pasadena, CA
• 2008-11-19 → 2009-06-01
  Morgan Stanley & Co. Llc
  Pasadena, CA
• 2005-12-20 → 2007-09-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 2001-02-28 → 2003-07-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA

Other Businesses

La Canada Flintridge Educational Foundation / 4490 Cornishon Ave La Canada,CA 91011 / Foundation/ Education / fundraising for la canada school district / Member of Board of Directors / I would serve on one or more committees to help the foundation achieve its goals. As of June 2019 I'm also going to join the executive committee as the Treasurer. / Start Date 7/1/2017 / CFA Institute / 915 East High StreetCharlottesvilleVAUnited States22902 / CFA Institute is a global, not-for-profit professional organization that provides investment professionals with finance education. It aims to promote the standards in ethics, education, and professional excellence in the global investment industry. / help grade exams in 2022 for the CFA exam / Volunteer grader / 1/1/2022

Exams

• S66 Uniform Combined State Law Examination
  2005-12-19

Designations

• Certified Financial Planner

Other Names

• Leslie Huimin Chang