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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-02-25
  • TX RA
    APPROVED
    Since 2016-02-25

Branch Locations

410 South Taylor Street, Amarillo, TX 79101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Amarillo TX 02/2016 Present
Raymond James Financial Services Advisors Inc. Amarillo TX 02/2016 Present
Amarillo National Bank/Raymond James Financial Amarillo TX 02/2016 Present
Previous Registrations
  • 2009-06-01 → 2016-02-22
    Amarillo, TX
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Amarillo, TX
  • 2001-02-01 → 2007-04-02
    Morgan Stanley Dw Inc.
    Amarillo, TX
    Amarillo, TX
Other Businesses

(1)Name of Business: Amarillo National Bank Investment Services Address: 410 S Taylor St, Amarillo, TX, 79101-1555, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 02/15/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: stock/bond broker (2)Name of Business: Lazy H Partners Address: 115 S Shore Dr, Amarillo, TX, 79118, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/25/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Pay bills from ranch expenses and received rental income on 1 commercial building here in Amarillo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-01-31
  • S66 Uniform Combined State Law Examination
    2001-01-31
Other Names
  • Matt Harkins

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