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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2017-09-27 |
| TX | RA | APPROVED | 2017-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | New York | NY | 11/2008 | 09/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Red Bank | NJ | 09/2017 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 11/2017 | Present |
I*109349 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WHY NOT?, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: BEACH HAVEN, NEW JERSEY 08008 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/01/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BEACH HOUSE RENTAL PROPERTY. MY WIFE MANAGES THE PROPERTY. I*109351 For profit or not for profit: For-Profit Organization Name of outside business organization: RemeyWest, LLC Investment related: N Address of business: Edwards, Colorado 81632 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 7/10/2002 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: House held in QPRT trust by parents now owned by me and my sisters.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-03-26 |
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