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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-09-27
TX RA APPROVED 2017-09-27
  • NJ RA
    APPROVED
    Since 2017-09-27
  • TX RA
    APPROVED
    Since 2017-09-27

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc New York NY 11/2008 09/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Red Bank NJ 09/2017 Present
Bank Of America, N.A. Red Bank NJ 11/2017 Present
Previous Registrations
  • 2008-11-20 → 2017-10-06
    New York, NY
    Red Bank, NJ
  • 2008-02-08 → 2008-11-21
    Morgan Stanley & Co. Llc
    New York, NY
Other Businesses

I*109349 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: WHY NOT?, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: BEACH HAVEN, NEW JERSEY 08008 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/01/2015 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BEACH HOUSE RENTAL PROPERTY. MY WIFE MANAGES THE PROPERTY. I*109351 For profit or not for profit: For-Profit Organization Name of outside business organization: RemeyWest, LLC Investment related: N Address of business: Edwards, Colorado 81632 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 7/10/2002 Number of hours devoted: 2 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: House held in QPRT trust by parents now owned by me and my sisters.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-26
  • S66 Uniform Combined State Law Examination
    2001-03-26
Other Names
  • Michael Pryce Remey
  • Michael Remey

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