Trisha Lynn Mcmahon

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 03/2014 → 09/2020
  Bank Of America, N.A.
  Glastonbury, CT
• 10/2020 → Present
  Lpl Financial Llc
  Marlborough, CT

Previous Registrations

• 2014-01-24 → 2020-10-12
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Glastonbury, CT
• 2008-02-15 → 2014-02-14
  Rbc Capital Markets, Llc
  Hartford, CT
• 2004-11-18 → 2008-01-11
  Rbc Capital Markets, Llc
  Hartford, CT
  Hartford, CT
  Hartford, CT
  Westport, CT

Other Businesses

1) 02/21/2025 - Clearbridge Capital Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/10/2024 - 150 Hrs/Mth - 80 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-12-06
• S63 Uniform Securities Agent State Law Examination
  2000-12-04

Other Names

• Trisha Lynn Gordon
• Trisha Lynn Sauer
• Trish Lynn Sauer
• Trish Lynn Mcmahon
• Trisha L Sauer