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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
| CT | RA | APPROVED | 2020-10-08 |
Branch Locations
427 Naubuc Ave., Ste 102, Glastonbury, CT 06033 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Glastonbury | CT | 01/2014 | 10/2020 |
| Bank Of America, N.A. | Glastonbury | CT | 03/2014 | 09/2020 |
| Lpl Financial Llc | Marlborough | CT | 10/2020 | Present |
1) 02/21/2025 - Clearbridge Capital Group - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:12/10/2024 - 150 Hrs/Mth - 80 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-12-04 |
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