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Samuel Mitchell Knight

Capital Investment Advisory Services, LLC

Raleigh, NC

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Current Employers
Capital Investment Advisory Services, Llc

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-02-10
  • NC RA
    APPROVED
    Since 2021-02-10

Branch Locations

100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Charlotte NC 01/2016 06/2019
Mml Investors Services, Llc Charlotte NC 03/2017 06/2019
Wells Fargo Bank, Na Rocky Mount NC 07/2019 02/2021
Wells Fargo Clearing Service, Llc Rocky Mount NC 09/2019 02/2021
Capital Investment Group Inc Raleigh NC 02/2021 Present
Capital Investment Advisory Services Llc Raleigh NC 02/2021 Present
  • 01/2016 → 06/2019
    Metlife Securities Inc.
    Charlotte, NC
  • 03/2017 → 06/2019
    Mml Investors Services, Llc
    Charlotte, NC
  • 07/2019 → 02/2021
    Wells Fargo Bank, Na
    Rocky Mount, NC
  • 09/2019 → 02/2021
    Wells Fargo Clearing Service, Llc
    Rocky Mount, NC
  • 02/2021 → Present
    Capital Investment Group Inc
    Raleigh, NC
  • 02/2021 → Present
    Capital Investment Advisory Services Llc
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-06
S63 Uniform Securities Agent State Law Examination 2000-11-17
  • S66 Uniform Combined State Law Examination
    2020-01-06
  • S63 Uniform Securities Agent State Law Examination
    2000-11-17

View on SEC IAPD

Other Firms

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OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

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