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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aaron Thomas-Sole Proprietor | Houston | TX | 01/2002 | 01/2023 |
| Wfg Investments, Inc. | Houston | TX | 06/2012 | 08/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 08/2017 | 01/2023 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2017 | 01/2023 |
| Lpl Financial Llc | Houston | TX | 01/2023 | Present |
1) 1/2023- Tandem Wealth Partners- DBA for LPL Business (entity for LPL business)- inv. related- Houston, TX
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-25 |
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