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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-13 |
| TX | RA | APPROVED | 2024-08-13 |
Branch Locations
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp | Raleigh | NC | 10/2000 | 10/2019 |
| Hughes, Pittman & Gupton, Llp | Raleigh | NC | 09/1994 | 02/2024 |
| 1St Globa Advisors, Inc | Raleigh | NC | 04/2001 | 10/2019 |
| Avantax Insurance Services, Inc. | Raleigh | NC | 11/2004 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Hpg Wealthcare Advisors, Llc; (Formerly Hpg Financial Services, | Raleigh | NC | 01/2006 | 08/2024 |
| Dai Securities Llc | Atlanta | GA | 08/2024 | Present |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-06 |
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