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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-05-31 |
Branch Locations
8319 Six Forks Rd Ste 105, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Raleigh | NC | 05/2010 | 05/2023 |
| Lpl Financial Llc | Raleigh | NC | 05/2023 | Present |
1) 05/02/2023 - Real Estate Rental - Owner - NC 27834 - Investment related - 1 Hour per month - Start date: 05/21/2019. 2) 05/02/2023 - DDRM ASSOCIATES, LLC - Business Entity For Tax/Investment Purposes Only - NC 27834 - Non investment related - 1 Hour per month - Start date: 02/17/2012. 3)11/20/2023 - Capital Wealth Solutions, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 10/31/2023 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-31 |
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