Daren P O'COnnor

Employer firm

Lbk Financial LLC CRD 331286

$14.6M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2015 → 12/2016
  Citigroup
  Jersey City, NJ
• 01/2017 → 03/2022
  Citigroup Management Corp.
  New York, NY
• 04/2022 → 03/2024
  Retired
  Whippany, NJ
• 04/2024 → Present
  Lbk Financial, Llc
  Whippany, NJ

Previous Registrations

• 2016-04-04 → 2022-03-22
  Citigroup Global Markets Inc.
  Jersey City, NJ
  New York, NY
• 2012-10-24 → 2015-11-25
  Barclays Capital Inc.
  New York, NY
  New York, NY

Other Businesses

I am a member (since 2023) of the Hanover Township Economic Development Advisory Committee in Whippany (Hanover Township). 2 Hours per month. Not investment related and no advisory services provided by LBK Financial to the Township. Passive investor in My Dad's Chips. No role in management. No hours per month.

Exams

• S66 Uniform Combined State Law Examination
  2003-05-07

Other Names

• Daren P O'COnnor
• Daren Peter Oconnor