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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2012-02-07 |
| SC | RA | APPROVED | 2003-06-17 |
Branch Locations
1301 Gervais St, Columbia, SC 29201 • United States
Chapin, SC • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith Inc | Columbia | SC | 05/2003 | Present |
| Bank Of America,Na | Columbia | SC | 12/2009 | Present |
I*129205For profit or not for profit: For-Profit OrganizationName of outside business organization: Columbia Capital XII LLCInvestment related: YAddress of business:Charlotte, North Carolina 28207Nature of business: LLC,Position, title, association: Limited Partner, Start date of relationship: 1/13/2020Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Private Equity Investment. I am an investor I*136396For profit or not for profit: For-Profit OrganizationName of outside business organization: Columbia Capital XIV LLCInvestment related: YAddress of business:Charlotte, North Carolina 28207Nature of business: LLC,Position, title, association: Other, InvestorStart date of relationship: 3/8/2021Number of hours devoted: 1 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: This is an LLC to buy into Tiger PIP XIV, which is the underlying investment I*1139263For profit or not for profit: Entity For ProfitName of outside business organization: Columbia Capital XVI LLCInvestment related: YAddress of business: Columbia, South Carolina, 29206Nature of business: Limited Liability CompanyPosition, title, association: Other, Start date of relationship: 1/12/2023Number of hours devoted: 1 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: Investor, This is an LLC to buy into Tiger PIP XVI, which is the underlying investment. I*370961, Entity Type: Entity For Profit, Name of OBA: Columbia Capital XI LLC, Address: Charlotte, North Carolina 28207, Investment Related: Y, Position, Title, Association: Other, Employee Start Date: 10/15/2018, No Hours: 1, No Hours during trading: 0, Duties: This will be a company to invest in Tiger XI private equity fund. I*1051268, Entity Type Entity For Profit, Name of OBA: Columbia Capital XV Address: CharlotteNorth Carolina28207 Investment Related:Yes Position, Title, Association: Other Employee Start Date: 10/25/2021No Hours: 1 yearly No Hours during trading:0 Duties:PE Investment I*4107265, Entity Type: Entity For Profit, Name of OBA: Columbia Capital XVII LLC, Address: Columbia, South Carolina, 29206, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 02/26/2026, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: Owner, This is an LLC to invest in the underlying VC firm Tiger Global XVII, which we have done in the past as well. Nothing else will go into this and just a pass through entitiy.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-11 |
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