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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-09-22 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
San Diego, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Diego | CA | 09/2004 | Present |
1. 1/7/2014 - No Business Name - Investment Related - Lawrence, KS 66046 - REAL ESTATE RENTAL - TIME SPENT 1% - RENTED OUT SINGLE FAMILY RESIDENCE IN KANSAS. A LOCAL PROPERTY MANAGEMENT FIRM HANDLES ALL TENANT ISSUES. TENANTS ARE NOT ADVISORS OR EMPLOYED BY AN RIA. 2. 2/20/2020 - No Business Name - Not Investment Related - Home Based - Other Reiki professional - Reiki Master - Started 07/01/2011 - 1 Hour Per Month/0 Hours During Securities Trading - Using Japanese stress and relaxation techniques to promote health and general well being.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-20 |
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