Best Investors Account Sign in

Stacy Ann Jew

Stifel, Nicolaus & Company, Incorporated

Coeur D'ALene, ID

CRD 4291444

Claim This Profile
Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2013-05-09
TX RA APPROVED 2013-05-09
  • ID RA
    APPROVED
    Since 2013-05-09
  • TX RA
    APPROVED
    Since 2013-05-09

Branch Locations

Riverview Tower 2100 Northwest Blvd Suite 390, Coeur D'ALene, ID 83814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Coeru D'ALene ID 05/2013 Present
  • 05/2013 → Present
    Stifel Nicolaus & Co Inc
    Coeru D'ALene, ID
Previous Registrations
Other Businesses

1.NATIONAL NOTARY ASSOCIATION; NOTARY; NOTARIZE FORMS; 2 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-05-23
S63 Uniform Securities Agent State Law Examination 2001-01-10
  • S66 Uniform Combined State Law Examination
    2007-05-23
  • S63 Uniform Securities Agent State Law Examination
    2001-01-10
Other Names
  • Stacy Ann Oldfield

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
WELLS FARGO CLEARING SERVICES, LLC
RAYMOND JAMES & ASSOCIATES, INC.

Nearby Investors

WILLIAM PATRICK DOUGHERTY
MARLA KAY RINGLING
Tad Peter Johnson

Nearby Offices

LPL FINANCIAL LLC · COEUR D'ALENE, ID
WELLS FARGO CLEARING SERVICES, LLC · COEUR D'ALENE, ID
RAYMOND JAMES & ASSOCIATES, INC. · Coeur D Alene, ID

More in Coeur D'alene, ID

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor