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4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2025-09-15 |
| TX | RA | APPROVED | 2025-09-12 |
Branch Locations
864 Olive St, Shreveport, LA 71104 • United States
4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Shreveport | LA | 09/2009 | 02/2025 |
| Concourse Financial Group Securities Inc | Shreveport | LA | 07/2010 | 02/2025 |
| (Dba) Providus Wealth Management | Shreveport | LA | 05/2013 | Present |
| Cetera Wealth Services, Llc | Shreveport | LA | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
| Integrity Alliance, Llc | Shreveport | LA | 09/2025 | Present |
1) GPS5 LLC; Not Investment Related; 864 Olive St, Shreveport, LA 71104; Fixed Life and Health Insurance; President; 03/01/2020; 5 hours per month; 0 hours during security hours; administrative financial management recruiting and training duties. 2) PFS - Monroe, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Life and Health Insurance Sales; Member; 04/01/2017; 15 hours per month; 5 hours during security hours; Administration and sales of fixed insurance products. Accounting, contracting, marketing. 3) Providus Financial Services, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Fixed Life and Health Insurance Agency; President; 11/01/2009; 80 hours per month; 80 hours during security hours; Sales, marketing, and administration of fixed insurance products. 4) Providus Property Management, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Real Estate ownership; President; 05/01/2011; 2 hours per month; 0 hours during security hours; Receive rents, maintenance, Remit taxes. 5) Providus Property Protection, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Property and Casualty insurance agency; Vice President; 03/01/2015; 30 hours per month; 0 hours during security hours; General Management. 6) Providus Wealth Management, LLC; Investment Related; 864 Olive St, Shreveport, LA 71104; DBA for securities business; Owner/President; 05/01/2013; 160 hours per month; 160 hours during security hours; Sell and market securities.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 2001-01-26 |
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