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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-15
TX RA APPROVED 2025-09-12
  • LA RA
    APPROVED
    Since 2025-09-15
  • TX RA
    APPROVED
    Since 2025-09-12

Branch Locations

864 Olive St, Shreveport, LA 71104 • United States

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

864 Olive St, Shreveport, LA 71104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concourse Financial Group Securities Inc Shreveport LA 09/2009 02/2025
Concourse Financial Group Securities Inc Shreveport LA 07/2010 02/2025
(Dba) Providus Wealth Management Shreveport LA 05/2013 Present
Cetera Wealth Services, Llc Shreveport LA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
Integrity Alliance, Llc Shreveport LA 09/2025 Present
  • 09/2009 → 02/2025
    Concourse Financial Group Securities Inc
    Shreveport, LA
  • 07/2010 → 02/2025
    Concourse Financial Group Securities Inc
    Shreveport, LA
  • 05/2013 → Present
    (Dba) Providus Wealth Management
    Shreveport, LA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Shreveport, LA
  • 02/2025 → Present
    Schaumburg, IL
  • 09/2025 → Present
    Shreveport, LA
Previous Registrations
  • 2025-02-20 → 2025-09-18
    Shreveport, LA
  • 2010-07-07 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Shreveport, LA
    Lafayette, LA
    Shreveport, LA
    Birmingham, AL
Other Businesses

1) GPS5 LLC; Not Investment Related; 864 Olive St, Shreveport, LA 71104; Fixed Life and Health Insurance; President; 03/01/2020; 5 hours per month; 0 hours during security hours; administrative financial management recruiting and training duties. 2) PFS - Monroe, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Life and Health Insurance Sales; Member; 04/01/2017; 15 hours per month; 5 hours during security hours; Administration and sales of fixed insurance products. Accounting, contracting, marketing. 3) Providus Financial Services, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Fixed Life and Health Insurance Agency; President; 11/01/2009; 80 hours per month; 80 hours during security hours; Sales, marketing, and administration of fixed insurance products. 4) Providus Property Management, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Real Estate ownership; President; 05/01/2011; 2 hours per month; 0 hours during security hours; Receive rents, maintenance, Remit taxes. 5) Providus Property Protection, LLC; not investment related; 864 Olive St, Shreveport, LA 71104; Property and Casualty insurance agency; Vice President; 03/01/2015; 30 hours per month; 0 hours during security hours; General Management. 6) Providus Wealth Management, LLC; Investment Related; 864 Olive St, Shreveport, LA 71104; DBA for securities business; Owner/President; 05/01/2013; 160 hours per month; 160 hours during security hours; Sell and market securities.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-10
S63 Uniform Securities Agent State Law Examination 2001-01-26
  • S66 Uniform Combined State Law Examination
    2011-11-10
  • S63 Uniform Securities Agent State Law Examination
    2001-01-26

View on SEC IAPD

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