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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-11-03 |
Branch Locations
7500 Dallas Parkway Suite 500, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Plano | TX | 11/2022 | Present |
| Prosperity Bank | Plano | TX | 12/2012 | 11/2022 |
534876 MARK AND TIFFANY LITES; Investment related: No; SACHSE, TEXAS; Real Estate; 09/2021; During business hours: 0; After business hours: 4; Property Management *663798 - Lowes; Investment related: No; Garland, Texas; Retail/Online Stores; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2025; During business hours: 0; After business hours: 80; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-03 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-06 |
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