Karl Josef Zeller

Current Employers

Employment History

• 01/2015 → 01/2018
  Mbsc Securities Corporation
  Plymouth Meeting, PA
• 01/2015 → 07/2018
  Centersquare Investment Management Llc
  Plymouth Meeting, PA
• 01/2018 → 07/2018
  Foreside Fund Services, Llc
  Plymouth Meeting, PA
• 07/2018 → 05/2021
  Wilmington Trust
  Villanova, PA
• 08/2018 → 05/2021
  M&T Securities
  Villanova, PA
• 09/2021 → Present
  Alps Fund Services, Inc.
  Denver, CO
• 05/2021 → 09/2021
  Unemployed
  Haverford, PA

Previous Registrations

• 2018-09-17 → 2021-06-08
  M&T Securities, Inc.
  Villanova, PA
  Villanova, PA
  Radnor, PA
• 2015-03-16 → 2018-01-02
  Bny Mellon Securities Corporation
  Plymouth Meeting, PA
• 2004-12-01 → 2015-02-12
  Turner Investments, L.P.
  Berwyn, PA
• 2003-01-30 → 2004-12-01
  Turner Investments, L.P.
  Berwyn, PA
• 2002-07-16 → 2002-12-12
  Rittenhouse Asset Management, Inc.
  Radnor, PA

Other Businesses

1. ALPS DISTRIBUTORS, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, BUSINESS IS INVESTMENT RELATED - BD, PRODUCT SPECIALIST, 09/2021, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS. 2. ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, BUSINESS IS INVESTMENT RELATED - BD, PRODUCT SPECIALIST, 01/2022, 160 HRS/MON, 130 HRS/MON DURING TRADING HOURS. 3. ALPS ADVISORS INC, INVESTMENT RELATED, 1290 BROADWAY, SUITE 1000, DENVER, CO 80203, RIA, PRODUCT SPECIALIST, 01/2022, 40 HRS/MON, 40 HRS/MON DURING TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2004-09-10
• S65 Uniform Investment Adviser Law Examination
  2002-07-11