Mark Chester Hegstrom

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Minneapolis, MN

Previous Registrations

• 2006-09-06 → 2010-11-18
  Ubs Financial Services Inc.
  Wayzata, MN
  Wayzata, MN

Other Businesses

1) 11/12/2010: DBA ONLY W/ OBA: WATERFRONT FINANCIAL GROUP, LLC; THIS IS THE CO. WE WILL RUN ALL BKG AND ADV. WORK THROUGH LPL. WE WILL ALSO ENGAGE IN FIXED INS. BSS. EACH PARTNER WILL HAVE EQUAL OWNERSHIP; TIME SPENT 100%; MINNEAPOLIS, MN. 2) 6/18/2012: NON-VARIABLE INSURANCE; DIRECTED EQUITY; WORKING WITH DIRECTED EQUITY TO PROVIDE LIFE INSURANCE FOR SMALL BUSINESS ADMINSTRATION LOANS THEIR CLIENTS NEED TO BORROW SBA FUNDS; TIME SPENT 10%; MINNEAPOLIS, MN. 3) 10/1/2014: ADVISORNET INSURANCE; At reported business location(s); Non-Variable Insurance; Inv. related; start date 6/21/2011; 2hrs/mo.; 1hr during trading. 4) 12/23/2015: Diversified Brokerage Services (DBS); Non-Variable Insurance; INV REL; AT REPORTED BUSINESS LOCATION(S); START 5/1/2015; 2hrs/mo. during trading. 5) 4/21/2016: Newman Long Term Care; Inv. related; At Reported Business Location(s); Non-Variable Insurance; Started 4/1/2015; 3hrs/mo.; 1hr during trading; Insurance agent, selling Long Term Care insurance. 6) 7/11/2016: Business Owner Succession Strategies, LLC (DBA BOSS Group Consulting); Business Entity For Tax/Investment Purposes Only; INV REL; start date 6/20/2016; 10hrs/mo.; 5hrs during trading. 7) 4/23/2018: Business Owner Succession Strategies; DBA: Business Owner Succession Strategies Group (BOSS Group); Inv. related; At Reported Business Location(s); DBA for LPL Business (entity for LPL business); start date 1/12/2018; 4hrs/mo.; 0hrs during trading. 8) 12/9/2021: Hallett Financial Group; Inv. related; At Reported Business Location(s); Non-Variable Insurance; Agent; start date 12/13/2021; 2hrs/mo.; 0hrs during trading. 9) 9/20/2023: CBS Brokerage; Non-Variable Insurance; Insurance Agent; Inv. related; At Reported Business Location(s); start date 9/8/2023; 5hrs/mo. during trading. 10) 11/14/2023: DSB Rock Island Wealth Management LLC; DBA for LPL Business (entity for LPL business); Inv. related; start date 11/9/2023; 160hrs/mo. during trading. 11) 11/14/2023: Great Valley Advisor Group; At reported business location(s); DBA - DSB Rock Island Wealth Management LLC; Registered Investment Advisor DBA; Inv. related; start date 10/25/2023; 160hrs/mo. during trading; I provide investment advisory services through Great Valley Advisor Group, an independent investment advisor firm. I started this business activity in 11/14/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 12) 11/14/2023: DSB Rock Island Wealth Management LLC; At reported business location(s); DBA - DSB Rock Island; DBA for LPL Business (entity for LPL business); Inv. related; start date 11/9/2023; 160hrs/mo. during trading. 13) 11/28/2023: Great Valley Advisor Group, Inc; At reported business location(s); Registered Investment Advisor; IAR; Inv. related; start date 10/25/2023; 160hrs/mo. during trading; I provide investment advisory services through Great Valley Advisor Group, Inc., an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV...

Exams

• S66 Uniform Combined State Law Examination
  2005-06-22
• S63 Uniform Securities Agent State Law Examination
  2001-01-12