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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-02-03
  • MN RA
    APPROVED
    Since 2014-02-03

Branch Locations

750 Main St Ste 211, Mendota Heights, MN 55118 • United States

7101 York Ave S Ste 200, Edina, MN 55435 • United States

Farmington, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minnepolis MN 07/2011 03/2020
Ameriprise Financial Services, Llc Mendota Heights MN 03/2020 Present
Other Businesses

Board of Directors; Castle Rock Planning Commission; Planning Commission Member; 2537 240th St W , , Farmington, MN, 55024; Not Investment-Related; 04/27/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-08-20
  • S63 Uniform Securities Agent State Law Examination
    2011-08-20
Other Names
  • Jeremy A Steward

View on SEC IAPD

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