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Peter J. Ruhl

Ameriprise Financial Services, LLC

Mendota Heights, MN

St Paul, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2022-08-29
NC RA APPROVED 2022-08-29
IL RA APPROVED 2021-11-17
MI RA APPROVED 2021-11-16
CO RA APPROVED 2021-11-15
GA RA APPROVED 2021-11-15
OK RA APPROVED 2021-11-15
NY RA APPROVED 2021-11-13
CA RA APPROVED 2021-11-12
IA RA APPROVED 2021-11-12
TX RA APPROVED_RES 2021-11-12
UT RA APPROVED 2021-11-12
FL RA APPROVED 2016-11-15
WI RA APPROVED 2016-11-15
MN RA APPROVED 2016-10-12
  • MT RA
    APPROVED
    Since 2022-08-29
  • NC RA
    APPROVED
    Since 2022-08-29
  • IL RA
    APPROVED
    Since 2021-11-17
  • MI RA
    APPROVED
    Since 2021-11-16
  • CO RA
    APPROVED
    Since 2021-11-15
  • GA RA
    APPROVED
    Since 2021-11-15
  • OK RA
    APPROVED
    Since 2021-11-15
  • NY RA
    APPROVED
    Since 2021-11-13
  • CA RA
    APPROVED
    Since 2021-11-12
  • IA RA
    APPROVED
    Since 2021-11-12
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • UT RA
    APPROVED
    Since 2021-11-12
  • FL RA
    APPROVED
    Since 2016-11-15
  • WI RA
    APPROVED
    Since 2016-11-15
  • MN RA
    APPROVED
    Since 2016-10-12

Branch Locations

750 Main St Ste 211, Mendota Heights, MN 55118 • United States

St Paul, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2012 09/2016
Ameriprise Financial Services, Llc Edina MN 10/2016 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Multi-Family; 787 Delaware Ave, St Paul MN 55107, ,; Not Investment-Related; 09/01/2015. Business Ownership; 787 Delaware Ave; ; Rental Income Property (Duplex); 787 Delaware Ave St Paul, MN 55107, ,; Not Investment-Related; 06/20/2017; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Uber; Driver - Driving people to their destinations; ; 2055 Rice Street, Roseville MN 55113, ,; Not Investment-Related; 03/26/2018; 10 to 19 hours per month; 0 during trading hours / SOEL OPERATIONAL, LLC; Registered Team Member- Advisor; Manage advisory business; 750 Main St, Ste 211, Mendota Heights, MN, 55118; Investment-Related; 10/01/2025; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-19
  • S66 Uniform Combined State Law Examination
    2012-04-19

View on SEC IAPD

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