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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2010-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Diego | CA | 04/2010 | Present |
| John Aust Real Estate Company | San Diego | CA | 08/2013 | 05/2019 |
1. 5/7/2019 - Real Broker LLC - Investment Related - 4700 Spring St. Ste 300, La Mesa, CA 91942 - Mortgage/Real Estate Services - Start Date: 04/04/2019 - 12 Hours Per Month/0 Hours During Securities Trading - Real Estate services, licensed CA DRE # 01969601. Services include assisting clients buy/sell their residential properties which includes Open houses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-14 |
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