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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-01-06
  • SC RA
    APPROVED
    Since 2020-01-06

Branch Locations

29 Olde Stream Ct., Irmo, SC 29063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax On Wheels, Llc Irmo SC 01/1991 Present
Cetera Financial Specialists Llc Schaumburg IL 09/2000 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2020 Present
  • 01/1991 → Present
    Tax On Wheels, Llc
    Irmo, SC
  • 09/2000 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2020 → Present
    Schaumburg, IL
Other Businesses

1) TAX ON WHEELS, LLC; NOT INV REL; IRMO, SC; TAX CONSULTING AND RETURN PREPARATION FIRM; OWNER; START DATE OF 01/1991; 40 HRS/WK DURING TRADING HOURS: 2) MEDICAL INSURANCE; LICENSED AGENT; START DATE IS 05/05/04; 3 HRS/WK; FIRM IS NOT A RIA NOR DOES IT OFFER FINANCIAL SERVICES: 3) GOOGLE ADVERTISING FOR NON-INVESTMENT RELATED WEBSITES; IRMO, SC; OWNER OF WEBSITES; START DATE OF 06/2010; 0 HRS/WK: 4) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: 122 FINLEY RD, BELTON, SC 29627; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 1/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LANDLORD; 5) NAME OF OTHER BUSINESS: ROSCOE COOLEY FARM; INVESTMENT RELATED: NO; ADDRESS: 122 FINLEY RD, BELTON, SC 29627; NATURE OF BUSINESS: RENTAL PROPERTY; START DATE: 11/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: FARM INHERITED LAND AND SELL CROPS;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-03
S63 Uniform Securities Agent State Law Examination 2001-01-06
  • S65 Uniform Investment Adviser Law Examination
    2020-01-03
  • S63 Uniform Securities Agent State Law Examination
    2001-01-06
Other Names
  • Milton R Cooley

View on SEC IAPD

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