Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-08-25 |
| TX | RA | APPROVED_RES | 2023-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 05/2011 | 02/2023 |
| Jpmorgan Chase Bank Na | New York | NY | 08/2023 | Present |
| Jpmorgan Securities Llc | New York | NY | 08/2023 | Present |
| Unemployed | Katonah | NY | 03/2023 | 07/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2004-07-16 |
Reach out to this advisor