Kathryn Elise Albers

Current Employers

Employment History

• 01/2009 → 01/2021
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 10/2015 → 01/2021
  Mml Distributors, Llc
  Boston, MA
• 01/2021 → 06/2022
  Gwfs Equities, Inc.
  Enfield, CT
• 08/2022 → 04/2023
  Lpl Financial, Llc
  Matthews, NC
• 04/2023 → Present
  Mma Securities Llc
  Matthews, NC
• 04/2023 → Present
  Marsh Mclennan Agency
  Matthews, NC

Previous Registrations

• 2022-10-28 → 2023-04-03
  Lpl Financial Llc
  Matthews, NC
  Fort Mill, SC
  Matthews, NC
• 2005-04-21 → 2007-10-01
  New York Life Investment Management Llc
  Parsippany, NJ
  New York, NY

Other Businesses

1. Rental Property - 341A Alexander Street, Matthews, NC 28105; not investment-related; Joint Owner; Start date - 03/16/2016; 0 hours per month; 0 hours during trading hours; duties - none as property is managed by husband. 2. Rental Property - 7028 Sapwood Court, Matthews, NC 28104; not investment-related; Joint Owner; Start date - 09/01/2019; 0 hours per month; 0 hours during trading hours; duties - none as property is managed by husband. 3. The Registered Representative is an employee of Marsh & McLennan Agency LLC ("MMA"), 1166 Avenue of the Americas, New York, NY 10036), an affiliate of MMA Securities LLC. The Registered Representative conducts non-investment related business activities for MMA (e.g. support for its insurance services). These other business activities are not subject to broker-dealer licensing and registration requirements. All MMA Securities LLC activities remain subject to the Firm's supervisory framework.

Exams

• S65 Uniform Investment Adviser Law Examination
  2022-10-27
• S63 Uniform Securities Agent State Law Examination
  2001-03-15

Other Names

• Katy Shamess
• Kathryn Shamess
• Kathryn Elise Shamess
• Katy Albers