Best Investors Account Sign in
Inactive

Frank Belcher Abel

Commonwealth Financial Network

Essex, CT

CRD 4288358

Claim This Profile
Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-24
CT RA APPROVED 2012-01-18
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • CT RA
    APPROVED
    Since 2012-01-18

Branch Locations

2 South Main Street, Essex, CT 06426 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ferrucci Company Essex CT 11/1999 Present
Commonwealth Financial Network Waltham MA 07/2011 12/2019
Commonwealth Financial Network Waltham MA 12/2019 Present
Other Businesses

1. Fixed insurance sales; Located at 2 South Main Street, Essex, CT 06426 as of 12/26/2017; Approximately less than 1% Time spent during securities trading hours per month; Conducted at branch location; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-22
S63 Uniform Securities Agent State Law Examination 2001-02-08
  • S65 Uniform Investment Adviser Law Examination
    2011-12-22
  • S63 Uniform Securities Agent State Law Examination
    2001-02-08
Other Names
  • Frank Belcher Abel Iv

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Essex, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor