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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| CT | RA | APPROVED | 2012-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Ferrucci Company | Essex | CT | 11/1999 | Present |
| Commonwealth Financial Network | Waltham | MA | 07/2011 | 12/2019 |
| Commonwealth Financial Network | Waltham | MA | 12/2019 | Present |
1. Fixed insurance sales; Located at 2 South Main Street, Essex, CT 06426 as of 12/26/2017; Approximately less than 1% Time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-08 |
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