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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-01-18
WA RA APPROVED 2000-11-01
  • TX RA
    APPROVED
    Since 2022-01-18
  • WA RA
    APPROVED
    Since 2000-11-01

Branch Locations

9725 Se 36Th St Ste 210, Mercer Island, WA 98040 • United States

Renton, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Mercer Island WA 09/2005 03/2020
Ameriprise Financial Services, Llc Mercer Island WA 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 159 Denny Way, Unit 209, , Seattle, WA, 98109; Not Investment-Related; 08/01/2022 / Single Family; 13730 E Lake Kathleen Dr SE, , Renton, WA, 98059; Not Investment-Related; 08/01/2022. Business Ownership; Eventsfy, LLC; Manage Team; Website for Art Events; 159 Denny Way, , Seattle, WA, 98109; Not Investment-Related; 06/01/2012; 10 to 19 hours per month; 10 to 19 during trading hours / Jesus Live LLC; Owner; Website for Faith Events; 13722 E LAKE KATHLEEN DR SE, RENTON, WA 98059, , RENTON, WA, 98059; Not Investment-Related; 02/12/2025; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-23
  • S66 Uniform Combined State Law Examination
    2000-10-23

View on SEC IAPD

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