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Kay D Kapets

Thrivent Investment Management Inc.

Appleton, WI

Sun Prairie, WI

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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-04-24
  • WI RA
    APPROVED
    Since 2017-04-24

Branch Locations

4321 N Ballard Rd, Appleton, WI 54919-0001 • United States

Sun Prairie, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Financial Appleton WI 10/2007 Present
Thrivent Investment Management Inc Appleton WI 04/2017 Present
Thrivent Distributors Llc Minneapolis MN 09/2023 Present
  • 10/2007 → Present
    Thrivent Financial
    Appleton, WI
  • 04/2017 → Present
    Thrivent Investment Management Inc
    Appleton, WI
  • 09/2023 → Present
    Thrivent Distributors Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-07
  • S66 Uniform Combined State Law Examination
    2004-06-07
Other Names
  • Kay Dianne Hackmann
  • Kay Dianne Hackmann
  • Kay Dianne Hackmann
  • Kay Dianne Kapets
  • Kay D Kapets
  • Kay Kapets

View on SEC IAPD

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