Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-01-19 |
Branch Locations
5107 North Ballard Rd. Suite 200, Appleton, WI 54913 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Appleton | WI | 04/2009 | 01/2024 |
| Osaic Wealth, Inc. | Appleton | WI | 01/2024 | Present |
1. LEGACY INVESTMENTS AND SERVICES INC POSITION: Investment Advisor Representative NATURE: Traditional and Fixed Insurance through Legacy Investments Services Inc INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2009 ADDRESS: 5107 North Ballard, Appleton WI 54913, United States DESCRIPTION: Discussing Insurance with clients
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-09-29 |
| S66 | Uniform Combined State Law Examination | 2001-01-15 |
Reach out to this advisor