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Mark Wade Dickson

LPl Financial LLC

Lubbock, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-08-24
  • TX RA
    APPROVED
    Since 2021-08-24

Branch Locations

5202 Indiana Avenue, Lubbock, TX 79413-4216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mason Warner & Co., Pc Lubbock TX 01/1979 Present
Level Four Advisory Services Lubbock TX 05/2010 08/2021
Lpl Financial Llc Lubbock TX 11/2012 Present
Previous Registrations
  • 2010-05-10 → 2021-08-25
    Lubbock, TX
    Dallas, TX
  • 2002-06-04 → 2010-07-13
    Mwc Advisors, Lc
    Lubbock, TX
  • 2001-08-31 → 2002-10-31
    National Planning Corporation
    Lubbock, TX
Other Businesses

1. 10/29/2012 MASON WARNER & CO, PC - INV REL - CPA/BOOKKEEPER/TAX PREPARER - 85% TIME SPENT - ACCOUNTING, TAX, AND TPA SERVICES. 2.10/29/2012 MASON WARNER BUILIDNG PARTNERSHIP - INV REL - AT REPORTED LOCATION - REAL ESTATE RENTAL - 5% TIME SPENT - HOLDING COMPANY FOR OFFICE BUILDING. 3. 10/29/2012 LEVEL FOUR INSURANCE SERVICES, LLC - INV REL - AT REPORTED LOCATION - NON-VARIABLE INSURANCE - 8% TIME SPENT - LIFE, ANNUITY, LTC, AND DISABILITY. 4. 04/24/2013 MASON WARNER & CO PC - NOT INV REL - TAX POA VIA 2848 - 5% TIME SPENT - ACT AS TAX PROFESSIONAL & LIMITED POA FOR TAX PURPOSES 5. 8/7/2017 - Mark and Debra Dickson - Investment Related - Lubbock, TX - Real Estate Rental - Started 07/31/2017 - 4 Hours Per Month/0 Hours During Securities Trading. 6. 8/28/2019 - CSD Enterprises, Inc - Investment Related - Lubbock TX 79413, 79423 & 79424 - Real Estate Rental - Started 09/01/2019 - 5 Hours Per Month - 3 inherited real estate properties. 7. 8/28/2019 - CSD Enterprises, Inc - Investment Related - At Reported Business Location(s) - Other-Business Owner - Started 08/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading. 8. 8/28/2019 - CSD Investments LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 08/01/2019 - 5 Hours Per Month/0 Hours During Securities Trading - CSD Enterprises will own rental properties inherited from mom's estate. 9. 8/20/2021 - MWC Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/18/2021 - 160 Hours Per Month/30 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-06
  • S66 Uniform Combined State Law Examination
    1999-10-06

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